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Dealers We Regulate



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​For more information on suspended Dealer Members, read the related notices on First Leaside Securities Inc., Jacob Securities Inc., MF Global Canada Co., and Octagon Capital Corporation.

Terms and conditions listed on the IIROC Website are with regards to current terms and conditions imposed on a Dealer Member’s membership.  For information on any terms and conditions that may be imposed on a Dealer Member’s registration, please see the National Registration Search (“NRS”) database provided by the Canadian Securities Administrators. The NRS can be accessed through the following link: CSA National Registration Search.

 


 

IIROC Dealer Members by Peer Group

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Download the list of IIROC Dealer Members by Peer Group in PDF format.

 


 

IIROC Dealer Members by Name of Organization

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Organization NameAddress
Acker Finley Inc.181 University Avenue
Suite 1400
Toronto ON M5H 3M7
416-777-9005
www.ackerfinley.com

Acumen Capital Finance Partners Limited500 - 4th Ave. SW
Suite 800
Calgary AB T2P 2V6
403-571-0300
www.acumencapital.com

AGF Securities (Canada) Limited66 Wellington Street West
Suite 3100
Toronto ON M5K 1E9
416-865-4176

Aligned Capital Partners Inc.1001 Champlain Avenue
Suite 300
Burlington ON L7L 5Z4
905-639-5115
www.alignedcapitalpartners.com

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AltaCorp Capital Inc.#410, 585 - 8th Avenue SW
Calgary AB T2P 1G1
403-539-8600
www.altacorpcapital.com

Argosy Securities Inc.1725, 16th AVENUE, SUITE # 101
RICHMOND HILL ON L4B 0B3
905-709-7066
www.argosysecurities.com

Arton Investments1 Westmount Square
Suite 1110
Montréal QC H3Z 2P9
514-935-9333
www.artoninvest.com

Assante Capital Management Ltd.199 Bay Street
Suite 2700
TORONTO ON M5L 1E2
416-348-9994
www.assante.com

ATB Securities Inc.2100, 10020 100 Street NW
Edmonton AB T5J 0N3
780-408-7284
www.atb.com

AURAY Capital Canada inc.600, rue de la Gauchetière Ouest
Bureau 2740
Montréal QC H3B 4L8
514-499-8440
www.auraycapital.com

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Who We Regulate

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      »List of Protected and Unprotected Marketplaces July 2016–March 2017
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Notices

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